DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Elizabeth Marie Newcombe

LPL Enterprise, LLCBD affiliatedKeene, Nh dual registrantIAPD 6787693

Certified Financial Planner

Feed of 09/15/2026

Also filed as Elizabeth Marie Newcombe

At current firm

0 y

since Sep 22, 2025

In the industry

11 y

since Dec 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Sep 22, 2025 · Wakefield, Ma
Osaic Institutions, Inc. BD affiliated
Jun 20, 2023 to Sep 23, 2025 · Keene, Nh
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Jun 12, 2023 · Boston, Ma
Strategic Advisers LLC national BD
Mar 6, 2018 to Jul 13, 2018 · Merrimack, Nh

Moves

a registration end followed by a registration begin elsewhere

Osaic Institutions, Inc. to LPL Enterprise, LLC
left Sep 23, 2025, registered Sep 22, 2025 (-1 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Osaic Institutions, Inc.
left Jun 12, 2023, registered Jun 20, 2023 (8 days) · Affiliated broker-dealer or bank to another
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

Elizabeth Marie Newcombe left Osaic Institutions, Inc. for Lpl Enterprise, Llc (registered 2025-09-22)
Sep 23, 2025 · Advisor changed firm · fact
Elizabeth Marie Newcombe left Fidelity Personal And Workplace Advisors for Osaic Institutions, Inc. (registered 2023-06-20)
Jun 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address