RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P••••• D•••••••
- R•••••••• I••••••••• M••••••••• independent RIA currentsince Dec 3, 2025 · Houston, Tx
- L•• E••••••••• L•• BD affiliatedApr 15, 2025 to Jul 15, 2025 · The Woodlands, Tx
- D••••••••• F••• A••••••• L• asset managerMar 1, 2023 to May 11, 2023 · Austin, Tx
- L•• E••••••••• L•• to R•••••••• I••••••••• M•••••••••left Jul 15, 2025, registered Dec 3, 2025 (141 days) · Affiliated broker-dealer or bank to independent RIA
- D••••••••• F••• A••••••• L• to L•• E••••••••• L••left May 11, 2023, registered Apr 15, 2025 (705 days) · Other
- D••••• P••••• D••••••• left L•• E••••••••• L•• for R•••••••• I••••••••• M••••••••• (registered 2025-12-03)Jul 15, 2025 · Advisor changed firm · fact
- D••••• P••••• D••••••• left D••••••••• F••• A••••••• L• for L•• E••••••••• L•• (registered 2025-04-15)May 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address