RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• D•••• S••••
- F•••••••• D••••• S•••••• I••• independent RIA currentsince Aug 2, 2019 · Deer Park, Il
- O••••• I••••••••• A••••••• L•• independent RIAOct 20, 2021 to Sep 2, 2022 · Deer Park, Il
- H•••• L••• A••••••• unclassifiedAug 10, 2017 to Oct 14, 2019 · Barrington, Il
- O••••• I••••••••• A••••••• L•• to no registered destinationleft Sep 2, 2022 · Departure, no registered destination
- H•••• L••• A••••••• to F•••••••• D••••• S•••••• I•••left Oct 14, 2019, registered Aug 2, 2019 (-73 days) · Other
- R••••• D•••• S•••• no longer registered at O••••• I••••••••• A••••••• L••; no later IA registration on IAPDSep 2, 2022 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address