DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• E•••• R•••••••••

C•••••• S••••• • C••• I•••national BDAventura, Fldual registrantIAPD 6794832

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••• R•••••••••

At current firm

0 y

since Feb 2, 2026

In the industry

26 y

since Jan 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Feb 2, 2026 · Aventura, Fl
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Jan 29, 2026 · Fort Lauderdale, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Nov 4, 2024 to Mar 31, 2025 · Ft. Lauderdale, Fl
C•••••• S••••• • C••• I••• national BD
Jun 12, 2019 to Oct 21, 2024 · Fort Lauderdale, Fl
R•••••• J•••• • A••••••••• I••• national BD
Sep 13, 2018 to May 21, 2019 · St. Petersburg, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Jan 29, 2026, registered Feb 2, 2026 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Oct 21, 2024, registered Nov 4, 2024 (14 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to C•••••• S••••• • C••• I•••
left May 21, 2019, registered Jun 12, 2019 (22 days) · Affiliated broker-dealer or bank to another

Signals

A••• E•••• R••••••••• left S•••••••• A••••••• L•• for C•••••• S••••• • C••• I••• (registered 2026-02-02)
Jan 29, 2026 · Advisor changed firm · fact
A••• E•••• R••••••••• left C•••••• S••••• • C••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-11-04)
Oct 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address