DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• F•••••• C••••

O•••• P•••••••• S••••••••• L••BD affiliatedOmaha, Nedual registrantIAPD 6797987

Feed of 09/14/2026

Also filed as Jeff F•••••• Carne

At current firm

1 y

since Jan 29, 2025

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• P•••••••• S••••••••• L•• BD affiliated current
since Jan 29, 2025 · Omaha, Ne
A••••••• A••••••• S•••••••• L•• BD affiliated
Nov 1, 2021 to Dec 3, 2024 · Lincoln, Ne
A••••••• A••••••• S••••••• former
Jan 14, 2020 to Nov 1, 2021 · Lincoln, Ne
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 17, 2017 to Oct 30, 2019 · Omaha, Ne
T• A••••••••• I••• former
Nov 17, 2017 to Oct 30, 2019 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

A••••••• A••••••• S•••••••• L•• to O•••• P•••••••• S••••••••• L••
left Dec 3, 2024, registered Jan 29, 2025 (57 days) · Affiliated broker-dealer or bank to another
A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••
left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to A••••••• A••••••• S•••••••
left Oct 30, 2019, registered Jan 14, 2020 (76 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 30, 2019, registered Nov 17, 2017 (-712 days) · channel change inside one enterprise, not a move

Signals

J•••••• F•••••• C•••• left A••••••• A••••••• S•••••••• L•• for O•••• P•••••••• S••••••••• L•• (registered 2025-01-29)
Dec 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address