RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• G•••••• H•••••••• A•••••
- O••••••• independent RIA currentsince Jan 14, 2021 · Spring, Tx
- B•••• F•••••••• A•••••••• L•• state registeredAug 13, 2018 to Mar 6, 2021 · Spring, Tx
- 2•• A••••••• G••••• L•• unclassifiedDec 14, 2017 to Aug 10, 2018 · Houston, Tx
- R•••• I••••••••• A••••••• L•• BD affiliatedJul 18, 2017 to Nov 29, 2017 · Houston, Tx
- B•••• F•••••••• A•••••••• L•• to O•••••••left Mar 6, 2021, registered Jan 14, 2021 (-51 days) · Other · moved with a team
- 2•• A••••••• G••••• L•• to B•••• F•••••••• A•••••••• L••left Aug 10, 2018, registered Aug 13, 2018 (3 days) · Other · moved with a team
- R•••• I••••••••• A••••••• L•• to 2•• A••••••• G••••• L••left Nov 29, 2017, registered Dec 14, 2017 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address