RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• R••••
- R••• F•••••••• P••••••• independent RIA currentsince Jun 11, 2025 · Austin, Tx
- L••••••• F•••••••• L•• state registered currentsince Apr 19, 2023 · New York, Ny
- C••••••••• F•••••••• N•••••• national BDMar 1, 2022 to Jun 9, 2025 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 14, 2017 to May 23, 2019 · Oradell, Nj
- C••••••••• F•••••••• N•••••• to L••••••• F•••••••• L••left Jun 9, 2025, registered Apr 19, 2023 (-782 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• F•••••••• N••••••left May 23, 2019, registered Mar 1, 2022 (1013 days) · Wirehouse to affiliated broker-dealer or bank
- B•••••• R•••• left C••••••••• F•••••••• N•••••• for L••••••• F•••••••• L•• (registered 2023-04-19)Jun 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address