DFX Intelligence
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Registered advisor
J••••• M••••••
Feed of 09/14/2026
Also filed as J••••• M••••••••• M• M••••••••• M•••••• M••••••
At current firm
3 y
since Mar 29, 2023
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Mar 29, 2023 · Canton, Mi
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to Apr 13, 2023 · Novi, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 22, 2021 to Apr 13, 2023 · Birmingham, Mi
- T• A••••••••• I••• formerMar 22, 2021 to Oct 14, 2022 · Birmingham, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 3, 2020 to Dec 31, 2020 · Lansing, Mi
- T• A••••••••• I••• formerFeb 3, 2020 to Jan 11, 2021 · East Lansing, Mi
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Apr 13, 2023, registered Jan 26, 2022 (-442 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left Apr 13, 2023, registered Mar 29, 2023 (-15 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Mar 22, 2021 (-571 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 3, 2020 (-332 days) · corporate re-registration, not a move
Signals
- ••• LockedApr 13, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address