DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• D•••••••••

G••••••••• R••••••••• G••••• L••state registeredBraintree, MaIA-onlyIAPD 6813028

Feed of 09/14/2026

Also filed as M•••••• David D•••••••••

At current firm

1 y

since May 22, 2025

In the industry

14 y

since Jun 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••••••• R••••••••• G••••• L•• state registered current
since May 22, 2025 · Braintree, Ma
A• W••••• M••••••••• L•• BD affiliated
May 22, 2025 to Jul 17, 2025 · Braintree, Ma
C••••••• S••••••••• I••• BD affiliated
Nov 21, 2022 to Dec 17, 2024 · Boston, Ma
M••••• L•• independent RIA
Nov 7, 2017 to Jan 13, 2021 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

A• W••••• M••••••••• L•• to G••••••••• R••••••••• G••••• L••
left Jul 17, 2025, registered May 22, 2025 (-56 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
C••••••• S••••••••• I••• to A• W••••• M••••••••• L••
left Dec 17, 2024, registered May 22, 2025 (156 days) · Affiliated broker-dealer or bank to another
M••••• L•• to C••••••• S••••••••• I•••
left Jan 13, 2021, registered Nov 21, 2022 (677 days) · RIA to affiliated broker-dealer or bank

Signals

M•••••• D••••••••• left A• W••••• M••••••••• L•• for G••••••••• R••••••••• G••••• L•• (registered 2025-05-22)
Jul 17, 2025 · Advisor changed firm · fact
M•••••• D••••••••• left C••••••• S••••••••• I••• for A• W••••• M••••••••• L•• (registered 2025-05-22)
Dec 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address