RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• B••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 8, 2025 · Sacramento, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 22, 2022 to Apr 29, 2025 · San Francisco, Ca
- J••• M••••• S••••••••• L•• wirehouseFeb 21, 2020 to Jan 19, 2022 · Novato, Ca
- T••••••• I••••••••• A••••••••• L•• unclassifiedMar 15, 2019 to Jan 3, 2020 · Novato, Ca
- B••••••• • C••••••• L•• formerAug 30, 2018 to Sep 10, 2018 · Petaluma, Ca
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left Apr 29, 2025, registered Apr 8, 2025 (-21 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Jan 19, 2022, registered Feb 22, 2022 (34 days) · Wirehouse to affiliated broker-dealer or bank
- T••••••• I••••••••• A••••••••• L•• to J••• M••••• S••••••••• L••left Jan 3, 2020, registered Feb 21, 2020 (49 days) · Other
- B••••••• • C••••••• L•• to T••••••• I••••••••• A••••••••• L••left Sep 10, 2018, registered Mar 15, 2019 (186 days) · Other
- E•••••• B•••• left C•••••••• G••••• M•••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-04-08)Apr 29, 2025 · Advisor changed firm · fact
- E•••••• B•••• left J••• M••••• S••••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2022-02-22)Jan 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address