N••••• N•••

• J••• M••••• S••••••••• L•• wirehouse current
  since Mar 26, 2026 · San Francisco, Ca
• C•••••• S••••• • C••• I••• national BD
  Jan 31, 2022 to Apr 26, 2024 · San Francisco, Ca
• T• A••••••••• I••••••••• M••••••••• L•• former
  Jul 13, 2020 to Sep 7, 2023 · San Francisco, Ca
• T• A••••••••• I••• former
  Jul 13, 2020 to Oct 14, 2022 · Menlo Park, Ca

• C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
  left Apr 26, 2024, registered Mar 26, 2026 (699 days) · Affiliated broker-dealer or bank to wirehouse
• T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
  left Sep 7, 2023, registered Jan 31, 2022 (-584 days) · corporate re-registration, not a move
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Oct 14, 2022, registered Jul 13, 2020 (-823 days) · corporate re-registration, not a move

• ••• Locked
  Apr 26, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address