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Registered advisor
M••••• A• T••••••
Feed of 09/14/2026
Also filed as M••••• Alejandro T••••••
At current firm
1 y
since Mar 31, 2025
In the industry
11 y
since Sep 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · New Braunfels, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 27, 2022 to Mar 31, 2025 · New Braunfels, Tx
- C•••••• S••••• • C••• I••• national BDDec 7, 2021 to Sep 21, 2022 · Westlake, Tx
- C••• F•••••••• S•••••••• L••• formerMay 5, 2021 to Sep 20, 2021 · Kyle, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 29, 2018 to May 14, 2021 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 21, 2022, registered Oct 27, 2022 (36 days) · Affiliated broker-dealer or bank to another
- C••• F•••••••• S•••••••• L••• to C•••••• S••••• • C••• I•••left Sep 20, 2021, registered Dec 7, 2021 (78 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to C••• F•••••••• S•••••••• L•••left May 14, 2021, registered May 5, 2021 (-9 days) · Affiliated broker-dealer or bank to another
Signals
- M••••• A• T•••••• left C•••••• S••••• • C••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-10-27)Sep 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address