DFX Intelligence
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Registered advisor
N•••• B••••
Feed of 09/14/2026
At current firm
4 y
since Jul 19, 2022
In the industry
11 y
since Jul 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Jul 19, 2022 · Berkeley Heights, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 9, 2017 to Dec 22, 2020 · Bridgewater, Nj
- T• A••••••••• I••• formerOct 9, 2017 to Dec 22, 2020 · Bridgewater, Nj
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to V•••• F•••••••• A•••••••• I•••left Dec 22, 2020, registered Jul 19, 2022 (574 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 22, 2020, registered Oct 9, 2017 (-1170 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address