RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jul 23, 2025 · Purchase, Ny
- U•• F•••••••• S••••••• I••• wirehouseJun 17, 2020 to Feb 14, 2024 · Weehawken, Nj
- H•••••• • W•••• A•••• M••••••••• I••• BD affiliatedMar 14, 2019 to Jun 2, 2020 · Parsippany, Nj
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Feb 14, 2024, registered Jul 23, 2025 (525 days) · Wirehouse to wirehouse · moved with a team
- H•••••• • W•••• A•••• M••••••••• I••• to U•• F•••••••• S••••••• I•••left Jun 2, 2020, registered Jun 17, 2020 (15 days) · Affiliated broker-dealer or bank to wirehouse
- R••• C••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2025-07-23)Feb 14, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address