RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• B••••••••• H•••••••
- F•••• C•••••• A••••••• S••••••• BD affiliated currentsince May 20, 2026 · Fort Worth, Tx
- L•• F•••••••• L•• BD affiliatedJul 2, 2025 to Jun 4, 2026 · Houston, Tx
- E•••••••• A•••••••• L•• national BDJul 21, 2022 to Feb 21, 2025 · Conroe, Tx
- L•• F•••••••• L•• to F•••• C•••••• A••••••• S•••••••left Jun 4, 2026, registered May 20, 2026 (-15 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left Feb 21, 2025, registered Jul 2, 2025 (131 days) · Affiliated broker-dealer or bank to another
- E••• B••••••••• H••••••• left L•• F•••••••• L•• for F•••• C•••••• A••••••• S••••••• (registered 2026-05-20)Jun 4, 2026 · Advisor changed firm · fact
- E••• B••••••••• H••••••• left E•••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-07-02)Feb 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address