RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• J• K•••••••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 15, 2026 · Bloomington, Mn
- F•••• L•••• A•••• M••••••••• L•• mixed wealthJan 24, 2020 to Mar 31, 2026 · Edina, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDAug 30, 2017 to Sep 19, 2019 · Minneapolis, Mn
- F•••• L•••• A•••• M••••••••• L•• to W•••• F•••• A•••••••left Mar 31, 2026, registered Sep 15, 2026 (168 days) · RIA to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to F•••• L•••• A•••• M••••••••• L••left Sep 19, 2019, registered Jan 24, 2020 (127 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• J• K••••••••• registered as an investment adviser representative at W•••• F•••• A•••••••Sep 15, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address