DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••••• B• C•••••

B•••••••• I••••••••• M••••••••• L••asset managerPrinceton, Njdual registrantIAPD 6823876

Certified Financial Planner

Feed of 09/14/2026

Also filed as Z•••••• C•••••

At current firm

1 y

since Dec 11, 2024

In the industry

13 y

since Sep 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••••••• I••••••••• M••••••••• L•• asset manager current
since Dec 11, 2024 · Princeton, Nj
P••• I••••••••• L•• asset manager
Jan 29, 2024 to Nov 18, 2024 · Newark, Nj
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jul 3, 2018 to Nov 10, 2023 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 22, 2017 to May 17, 2018 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

P••• I••••••••• L•• to B•••••••• I••••••••• M••••••••• L••
left Nov 18, 2024, registered Dec 11, 2024 (23 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to P••• I••••••••• L••
left Nov 10, 2023, registered Jan 29, 2024 (80 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left May 17, 2018, registered Jul 3, 2018 (47 days) · Other

Signals

Z•••••• B• C••••• left P••• I••••••••• L•• for B•••••••• I••••••••• M••••••••• L•• (registered 2024-12-11)
Nov 18, 2024 · Advisor changed firm · fact
Z•••••• B• C••••• left N••••••••• M••••• I••••••••• S••••••••• for P••• I••••••••• L•• (registered 2024-01-29)
Nov 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address