RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• D••••• D•••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Jun 21, 2024 · Austin, Tx
- E•••••• F•••••••• E•••••• independent RIAApr 11, 2019 to Apr 19, 2022 · Austin, Tx
- R••••••• W••••• A••••••• formerAug 23, 2017 to Nov 16, 2018 · Houston, Tx
- R••••••• W••••• A••••••• to E•••••• F•••••••• E••••••left Nov 16, 2018, registered Apr 11, 2019 (146 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address