DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C••••••••• F•••••••• S•••••••

Independent wealth managerEdmond, OklahomaCRD 134318SEC 801-135860websiteIAPD
Legal name C••••••••• F•••••••• S••••••• C••••
Latest filing Apr 7, 2026
First filing on the tape Apr 7, 2026 · 1 filings
SEC status approved since Apr 16, 2026
RAUM
$113M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$113M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$37.7M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $113M
HNW client RAUM: $43.5M
State-registered IARs (5.B.3): 3
Employees (5.A): 3
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$37.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
55derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$303,987derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, otherreportedItem 5.E
Advisory activities
financial planning, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$69.6M62%
  • High-net-worth individuals$43.5M38%
Individual clients
148reported
HNW clients
18reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
372reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
V••••••• L••• W••••Edmond, OkMar 4, 200538 y0
D•••• M•••••• K•••Certified Financial PlannerEdmond, OkOct 16, 201511 y0
W••••• D•• D•••••••Edmond, Ok Jul 20, 202510 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • K•••• D••••• M•••••• · Ccocontrol
    since 01/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Edmond, Ok · principal300
Arlington, Tx000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • low discretionary shareStatic outlier · filing Apr 7, 2026
    discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
How anomalies are measured
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • L••• D••••••• W••• left C••••••••• F•••••••• S••••••• for P•••• F•••••••• (registered 2025-05-15)
    May 2, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
405-348-0909reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/chappelwoodfinancialservices/?viewAsMemreportedpublic record, Form ADV, Sep 18, 2026
Website
FinancialDiva.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
405-348-0909reportedpublic record, Form ADV, Apr 7, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$37.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026