DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sean Michael Wiegert
Feed of 09/14/2026
Also filed as Sean Wiegert
At current firm
1 y
since Oct 22, 2024
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Principal Advised Services BD affiliated currentsince Oct 22, 2024 · Ballwin, Mo
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 7, 2023 to Jul 29, 2024 · Chesterfield, Mo
- Citigroup Global Markets Inc. BD affiliatedJan 5, 2021 to Dec 16, 2022 · O'Fallon, Mo
- Wells Fargo Advisors wirehouseSep 26, 2017 to Dec 2, 2020 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Principal Advised Servicesleft Jul 29, 2024, registered Oct 22, 2024 (85 days) · Wirehouse to affiliated broker-dealer or bank
- Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Dec 16, 2022, registered Mar 7, 2023 (81 days) · Affiliated broker-dealer or bank to wirehouse
- Wells Fargo Advisors to Citigroup Global Markets Inc.left Dec 2, 2020, registered Jan 5, 2021 (34 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- Sean Michael Wiegert left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Principal Advised Services (registered 2024-10-22)Jul 29, 2024 · Advisor changed firm · fact
- Sean Michael Wiegert left Citigroup Global Markets Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-03-07)Dec 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address