RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••••• K•••••• L••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 8, 2026 · Rockville, Md
- M•• S••••••••• I••• unclassifiedApr 19, 2018 to Dec 31, 2020 · Wilmington, De
- S••••••• F•••••••• S•••••••• I••• formerNov 20, 2017 to Jan 15, 2018 · Newark, De
- M•• S••••••••• I••• to L•• F•••••••• L••left Dec 31, 2020, registered Jun 8, 2026 (1985 days) · Other
- S••••••• F•••••••• S•••••••• I••• to M•• S••••••••• I•••left Jan 15, 2018, registered Apr 19, 2018 (94 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address