DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jacob D Mcfarlane
Feed of 09/14/2026
Also filed as Jacob Mcfarlane
At current firm
0 y
since Sep 3, 2026
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Sep 3, 2026 · Scottsdale, Az
- Charles Schwab & Co., Inc. national BDAug 17, 2021 to Jul 18, 2026 · Phoenix, Az
- Sagepoint Financial, Inc. formerSep 8, 2020 to Dec 26, 2020 · Scottsdale, Az
- Colorado Financial Service Corporation formerApr 16, 2020 to Sep 2, 2020 · Centennial, Co
- Sagepoint Financial, Inc. formerNov 20, 2018 to Mar 24, 2020 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab & Co., Inc. to Osaic Wealth, Inc.left Jul 18, 2026, registered Sep 3, 2026 (47 days) · Affiliated broker-dealer or bank to another
- Sagepoint Financial, Inc. to Charles Schwab & Co., Inc.left Dec 26, 2020, registered Aug 17, 2021 (234 days) · Affiliated broker-dealer or bank to another
- Colorado Financial Service Corporation to Sagepoint Financial, Inc.left Sep 2, 2020, registered Sep 8, 2020 (6 days) · Other
- Sagepoint Financial, Inc. to Colorado Financial Service Corporationleft Mar 24, 2020, registered Apr 16, 2020 (23 days) · Other
Signals
- Jacob D Mcfarlane left Charles Schwab & Co., Inc. for Osaic Wealth, Inc. (registered 2026-09-03)Jul 18, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address