RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- T••••••••• L•• independent RIA currentsince Jan 5, 2026 · Raleigh, Nc
- M••••• S•••••• wirehouseSep 18, 2020 to Jan 6, 2026 · Florence, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 18, 2018 to Sep 22, 2020 · Florence, Al
- M••••• S•••••• to T••••••••• L••left Jan 6, 2026, registered Jan 5, 2026 (-1 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Sep 22, 2020, registered Sep 18, 2020 (-4 days) · Wirehouse to wirehouse · moved with a team
- R•••••• T••••• left M••••• S•••••• for T••••••••• L•• (registered 2026-01-05)Jan 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address