RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• A••• V•••••••• G•••••
- P•••••••• S••••••••• I••• BD affiliated currentsince Dec 12, 2022 · Bethesda, Md
- E••••••••• W••••• A•••••••• I••• formerSep 24, 2019 to Nov 16, 2022 · Rockville, Md
- E••••••••• W••••• A•••••••• I••• to P•••••••• S••••••••• I•••left Nov 16, 2022, registered Dec 12, 2022 (26 days) · RIA to affiliated broker-dealer or bank
- K••••••• A••• V•••••••• G••••• left E••••••••• W••••• A•••••••• I••• for P•••••••• S••••••••• I••• (registered 2022-12-12)Nov 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address