DFX Intelligence
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Registered advisor
T••••• C••••••••• R••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Oct 20, 2025
In the industry
18 y
since Mar 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 20, 2025 · San Antonio, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 15, 2017 to Oct 21, 2025 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Oct 21, 2025, registered Oct 20, 2025 (-1 days) · Wirehouse to wirehouse
Signals
- ••• LockedOct 21, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address