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Registered advisor
T•••• D•••• N•••••
Feed of 09/14/2026
Also filed as Trice D Newman
At current firm
4 y
since Sep 16, 2022
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 16, 2022 · Lubbock, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 27, 2021 to Sep 15, 2022 · Lubbock, Tx
- W•••• F•••• A••••••• wirehouseDec 5, 2019 to Aug 3, 2021 · Fort Worth, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 22, 2019 to Oct 25, 2019 · Lubbock, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Sep 15, 2022, registered Sep 16, 2022 (1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 3, 2021, registered Jul 27, 2021 (-7 days) · Wirehouse to wirehouse · moved with a team
- M•• I•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Oct 25, 2019, registered Dec 5, 2019 (41 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- T•••• D•••• N••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-09-16)Sep 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address