RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• R••••• S••••
- S•••••• S•••• F•••••••• I••• independent RIA currentsince Dec 4, 2025 · Schaumburg, Il
- S••••••••• W••••• P••••••• L•• independent RIAAug 28, 2018 to Jan 15, 2026 · Cary, Il
- C•••••• M••••••••• C••••••••• I••• formerJan 2, 2018 to Jan 10, 2019 · Cary, Il
- S••••••••• W••••• P••••••• L•• to S•••••• S•••• F•••••••• I•••left Jan 15, 2026, registered Dec 4, 2025 (-42 days) · RIA to a newly registered adviser
- C•••••• M••••••••• C••••••••• I••• to S••••••••• W••••• P••••••• L••left Jan 10, 2019, registered Aug 28, 2018 (-135 days) · RIA to RIA · moved with a team
- Scott Robert Smith left Significant Wealth Partners Llc for Stephen Smith Financial Inc. (registered 2025-12-04)Jan 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address