DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Significant Wealth Partners LLC
Latest filing Mar 31, 2026
First filing on the tape Apr 25, 2023 · 17 filings
SEC status approved since May 23, 2023
RAUM
$126M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$126M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$31.5M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$126M as of Mar 31, 2026
Jan 16, 2024$200M then
HNW client RAUM$29.5M as of Mar 31, 2026
Jan 16, 2024$92.8M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Jan 16, 20246 then
Employees (5.A)8 as of Mar 31, 2026
Jan 16, 20247 then
Private funds: no history
RAUM -49% over the last fiscal yearIARs 6 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $31.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 211derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $148,137derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -49%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -39%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$96.2M76%
- High-net-worth individuals$29.5M23%
- Pension and profit-sharing plans$331,0560.3%
- Corporations and businesses$31,1200.0%
- Individual clients
- 831reported
- HNW clients
- 14reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 851reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian William Atkins | Cary, Il | Jun 5, 2018 | 18 y | 3 |
| Alayna Leuzé | Cary, Il | Feb 7, 2019 | 23 y | 1 |
| David Christopher Leuze | Cary, Il | Aug 29, 2019 | 10 y | 1 |
| Joshua Lynn Lang | Cary, Il | Jul 20, 2022 | 10 y | 1 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount2 left over 36 months
Left, latest
- Stephen Richard Smith to Wealth Builder Funds LLCJan 15, 2026 · Other
- Scott Robert Smith to Stephen Smith Financial Inc.Jan 15, 2026 · RIA to a newly registered adviser
- Jarvis Maxwell Reeves to Clarity FinancialSep 15, 2022 · RIA to a state-registered adviser
- Michael J Graft to Simplified Wealth Management, LLCJun 8, 2021 · RIA to a state-registered adviser
- Lawrence Edward Gatz to Copperwood FinancialDec 11, 2020 · RIA to RIA
Joined, latest
- Joshua Lynn Lang from Brookstone Capital Management LLCJul 20, 2022 · RIA to RIA
- Jarvis Maxwell Reeves from Clarity FinancialAug 19, 2021 · Other
- David Christopher Leuze from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 29, 2019 · Wirehouse to independent RIA
- Alayna Leuzé from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 7, 2019 · Wirehouse to independent RIA
- Scott Robert Smith from Capital Management Consultants, Inc.Aug 28, 2018 · RIA to RIA
- Stephen Richard Smith from Capital Management Consultants, Inc.Jul 12, 2018 · RIA to RIA
- Lawrence Edward Gatz from Capital Management Consultants, Inc.Jul 10, 2018 · RIA to RIA
- Michael J Graft from Kingsview Wealth Management, LLCJul 10, 2018 · Other
- Brian William Atkins from Kingsview Wealth Management, LLCJun 5, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Capital Management Consultants, Inc.Jan 10, 2019 · Cary, Il
- 2 joined from Kingsview Wealth Management, LLCDec 4, 2017 · Cary, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William Brian Atkins · Presidentcontrolsince 01/2018 · owns 50% to 75%
- Richard Stephen Smith · Shareholdercontrolsince 01/2018 · owns 50% to 75%
- Melissa Kelly Christopher · Chief Compliance Officersince 04/2024 · owns less than 5%
Related persons
Schedule D 7.A
- Atkins And Associates LLCinvestment adviserbankpooled vehicle sponsory
Advisers that list Significant Wealth Partners LLC as a related person
- 328782 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cary, Il · principal | 4 | 0 | 1 | ||
| Downers Grove, Il | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Schaumburg, IL3 employees
- Lincolnshire, IL2 employees
- Downers Grove, IL1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 1,396.0 to 851.0 (-39.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +5.0% (3688 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 4.0% percentile
- advisor count dropChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 4.0 (-33.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was 0.0% (965 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 4.1% percentile
- client count collapseChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 1,389.0 to 845.0 (-39.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +3.0% (3310 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 2.8% percentile
- compensation changedChange between filings · filing Mar 31, 2026hourly charges (Item 5.E.2): yes on the filing of 2026-01-16, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $247,984,227 to $126,064,762 (-49.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +15.0% (4551 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 0.6% percentile
What changed
consecutive filings, newest first
- Accounts · 1,396 to 851Jan 16, 2026 to Mar 31, 2026
- Advisory employees · 6 to 5Jan 16, 2026 to Mar 31, 2026
- HNW clients · 21 to 14Jan 16, 2026 to Mar 31, 2026
- Individual clients · 1,368 to 831Jan 16, 2026 to Mar 31, 2026
- Pension plan clients · 2 to 1Jan 16, 2026 to Mar 31, 2026
- Employees · 7 to 8Jan 16, 2026 to Mar 31, 2026
- Insurance-licensed employees · 2 to 1Jan 16, 2026 to Mar 31, 2026
- Financial planning clients · 1-10 to 251-500Jan 16, 2026 to Mar 31, 2026
- State-registered IARs · 6 to 4Jan 16, 2026 to Mar 31, 2026
- Discretionary RAUM · $248M to $126MJan 16, 2026 to Mar 31, 2026
- HNW RAUM · $43.0M to $29.5MJan 16, 2026 to Mar 31, 2026
- Individual RAUM · $204M to $96.2MJan 16, 2026 to Mar 31, 2026
- Pension RAUM · $303,241 to $331,056Jan 16, 2026 to Mar 31, 2026
- RAUM · $248M to $126MJan 16, 2026 to Mar 31, 2026
- Assets in custody · 1700000.0 to unsetAug 1, 2025 to Jan 16, 2026
- Accounts · 439 to 1,396Nov 8, 2024 to Apr 30, 2025
- Corporate clients · 0 to 5Nov 8, 2024 to Apr 30, 2025
- HNW clients · 55 to 21Nov 8, 2024 to Apr 30, 2025
- Individual clients · 384 to 1,368Nov 8, 2024 to Apr 30, 2025
- Pension plan clients · 0 to 2Nov 8, 2024 to Apr 30, 2025
- Financial planning clients · 1-10 to 1-10Nov 8, 2024 to Apr 30, 2025
- Other offices · 3 to 2Nov 8, 2024 to Apr 30, 2025
- Discretionary RAUM · $210M to $248MNov 8, 2024 to Apr 30, 2025
- HNW RAUM · $107M to $43.0MNov 8, 2024 to Apr 30, 2025
- Individual RAUM · $103M to $204MNov 8, 2024 to Apr 30, 2025
- Pension RAUM · $0 to $303,241Nov 8, 2024 to Apr 30, 2025
- RAUM · $210M to $248MNov 8, 2024 to Apr 30, 2025
- Accounts · 1,176 to 439Jan 31, 2024 to Mar 21, 2024
- HNW clients · 46 to 55Jan 31, 2024 to Mar 21, 2024
- Individual clients · 440 to 384Jan 31, 2024 to Mar 21, 2024
- Pooled vehicle clients · 64 to 0Jan 31, 2024 to Mar 21, 2024
- Discretionary RAUM · $200M to $210MJan 31, 2024 to Mar 21, 2024
- HNW RAUM · $92.8M to $107MJan 31, 2024 to Mar 21, 2024
- Individual RAUM · $102M to $103MJan 31, 2024 to Mar 21, 2024
- Pooled vehicle RAUM · $5.0M to $0Jan 31, 2024 to Mar 21, 2024
- RAUM · $200M to $210MJan 31, 2024 to Mar 21, 2024
- Organization form · Corporation to Limited Liability CompanyJan 16, 2024 to Jan 31, 2024
- Succession · false to trueJan 16, 2024 to Jan 31, 2024
- Business name · SIGNIFICANT WEALTH PARTNERS INC. to SIGNIFICANT WEALTH PARTNERS LLCJan 31, 2024 to Jan 31, 2024
- Legal name · SIGNIFICANT WEALTH PARTNERS INC. to SIGNIFICANT WEALTH PARTNERS LLCJan 31, 2024 to Jan 31, 2024
Signals
6 dated events
- Significant Wealth Partners Llc reported RAUM $126.1M, down 49% from $248.0M (2026-01-16 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Scott Robert Smith left Significant Wealth Partners Llc for Stephen Smith Financial Inc. (registered 2025-12-04)Jan 15, 2026 · Advisor changed firm · fact
- Stephen Richard Smith left Significant Wealth Partners Llc for Wealth Builder Funds Llc (registered 2024-01-10)Jan 15, 2026 · Advisor changed firm · fact
- Significant Wealth Partners Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 31, 2024 · Succession (Item 4) · fact
- Significant Wealth Partners Inc. filed its initial SEC registration (Form ADV)Apr 25, 2023 · First SEC registration · fact
- Jarvis Maxwell Reeves left Significant Wealth Partners Llc for Clarity Financial (registered 2026-01-01)Sep 15, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 847-639-7830reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- MYSIGNIFICANTWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (847) 639-7830reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $31.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026