RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- G••••• C•••••• L•• state registered currentsince Dec 13, 2022 · West Chester, Pa
- M••••• S•••••• wirehouseNov 9, 2020 to Oct 29, 2022 · Blue Bell, Pa
- I••••••• C•••••• M••••••••• L•• independent RIAAug 22, 2017 to Dec 22, 2020 · Conshohocken, Pa
- M••••• S•••••• to G••••• C•••••• L••left Oct 29, 2022, registered Dec 13, 2022 (45 days) · Wirehouse to a state-registered adviser
- I••••••• C•••••• M••••••••• L•• to M••••• S••••••left Dec 22, 2020, registered Nov 9, 2020 (-43 days) · RIA to wirehouse · moved with a team
- J••• G•••••• left M••••• S•••••• for G••••• C•••••• L•• (registered 2022-12-13)Oct 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address