M••••• E••••• V•••••••••

W•••• F•••• A•••••••wirehouseMinnetonka, Mndual registrantIAPD 6852010

Feed of 09/14/2026

Also filed as M••••• E••••• M••••

At current firm

0 y

since Jan 7, 2026

In the industry

10 y

since Feb 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 7, 2026 · Minnetonka, Mn
U•• F•••••••• S••••••• I••• wirehouse
Oct 1, 2019 to Jan 19, 2026 · St Paul, Mn
U••• B•••••• I••••••••• I••• former
Dec 15, 2018 to Oct 2, 2019 · Minnetonka, Mn

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Jan 19, 2026, registered Jan 7, 2026 (-12 days) · Wirehouse to wirehouse
U••• B•••••• I••••••••• I••• to U•• F•••••••• S••••••• I•••
left Oct 2, 2019, registered Oct 1, 2019 (-1 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Jan 19, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address