DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jaron Anthony Bowersox
Feed of 09/14/2026
Also filed as Jaron Bowersox
At current firm
3 y
since Jun 29, 2023
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Retirement Advisors, LLC BD affiliated currentsince Jun 29, 2023 · Indianapolis, In
- Fidelity Personal And Workplace Advisors formerMay 12, 2022 to Nov 2, 2022 · Indianapolis, In
- UBS Financial Services Inc. wirehouseSep 24, 2018 to Mar 28, 2022 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Transamerica Retirement Advisors, LLCleft Nov 2, 2022, registered Jun 29, 2023 (239 days) · Affiliated broker-dealer or bank to another
- UBS Financial Services Inc. to Fidelity Personal And Workplace Advisorsleft Mar 28, 2022, registered May 12, 2022 (45 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Jaron Anthony Bowersox left Fidelity Personal And Workplace Advisors for Transamerica Retirement Advisors, Llc (registered 2023-06-29)Nov 2, 2022 · Advisor changed firm · fact
- Jaron Anthony Bowersox left Ubs Financial Services Inc. for Fidelity Personal And Workplace Advisors (registered 2022-05-12)Mar 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address