RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E• D•••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 3, 2026 · San Diego, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 16, 2023 to Jun 9, 2026 · Southfield, Mi
- P••• A••••• S••••••••• L•• BD affiliatedDec 9, 2021 to Jan 17, 2023 · Southfield, Mi
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 9, 2026, registered Jun 3, 2026 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 17, 2023, registered Mar 16, 2023 (58 days) · Affiliated broker-dealer or bank to another
- J•••• E• D••••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-06-03)Jun 9, 2026 · Advisor changed firm · fact
- J•••• E• D••••• left P••• A••••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2023-03-16)Jan 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address