DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••••• V•••••

W•••• F•••• A•••••••wirehouseSpring, Tx dual registrantIAPD 6855084

Feed of 09/15/2026

Also filed as Alex Valdez

At current firm

1 y

since Dec 12, 2024

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Dec 12, 2024 · Spring, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 10, 2024 to Dec 10, 2024 · Houston, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Feb 15, 2023 to Apr 3, 2024 · Houston, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
May 27, 2022 to Nov 30, 2022 · Houston, Tx
T• A••••••••• I••• former
May 27, 2022 to Oct 14, 2022 · Houston, Tx
C•••••• S••••• • C••• I••• national BD
Apr 18, 2022 to Nov 30, 2022 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Dec 10, 2024, registered Dec 12, 2024 (2 days) · Affiliated broker-dealer or bank to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Apr 3, 2024, registered Apr 10, 2024 (7 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to T• A••••••••• I•••
left Nov 30, 2022, registered May 27, 2022 (-187 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Nov 30, 2022, registered Feb 15, 2023 (77 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered May 27, 2022 (-140 days) · corporate re-registration, not a move

Signals

A•••••••• V••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2024-12-12)
Dec 10, 2024 · Advisor changed firm · fact
A•••••••• V••••• left F••••••• P••••••• A•• W•••••••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-04-10)
Apr 3, 2024 · Advisor changed firm · fact
A•••••••• V••••• left T• A••••••••• I••••••••• M••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-02-15)
Nov 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address