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Registered advisor

C••• T••••••

J••• M••••• S••••••••• L••wirehouseSan Antonio, Txdual registrantIAPD 6856085

Feed of 09/14/2026

Also filed as C••• James T••••••

At current firm

1 y

since May 30, 2025

In the industry

17 y

since May 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since May 30, 2025 · San Antonio, Tx
R•••••• J•••• • A••••••••• I••• national BD
Oct 3, 2024 to Feb 21, 2025 · San Antonio, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 9, 2023 to Oct 4, 2024 · San Antonio, Tx
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 6, 2022 to May 18, 2023 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••
left Feb 21, 2025, registered May 30, 2025 (98 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Oct 4, 2024, registered Oct 3, 2024 (-1 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 18, 2023, registered Jun 9, 2023 (22 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

C••• T•••••• left R•••••• J•••• • A••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-05-30)
Feb 21, 2025 · Advisor changed firm · fact
C••• T•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-10-03)
Oct 4, 2024 · Advisor changed firm · fact
C••• T•••••• left C•••••••• G••••• M•••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-06-09)
May 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address