RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Apr 28, 2026 · Jackson, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 4, 2024 to Apr 15, 2026 · Birmingham, Al
- S••••• A••••••• I••• BD affiliatedMay 18, 2021 to Feb 6, 2024 · Tuscaloosa, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Apr 15, 2026, registered Apr 28, 2026 (13 days) · Wirehouse to wirehouse
- S••••• A••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 6, 2024, registered Jun 4, 2024 (119 days) · Affiliated broker-dealer or bank to wirehouse
- R••••• M• G•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2026-04-28)Apr 15, 2026 · Advisor changed firm · fact
- R••••• M• G•••••• left S••••• A••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-06-04)Feb 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address