RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- M••• S••••• F•••••••• S••••••••• L•• independent RIA currentsince Mar 31, 2020 · Newton, Ma
- M••• S••••• F•••••••• S••••••••• L•• formerOct 31, 2019 to Jul 1, 2020 · Newton, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 6, 2017 to Aug 14, 2019 · Wellesley Hills, Ma
- M••• S••••• F•••••••• S••••••••• L•• to M••• S••••• F•••••••• S••••••••• L••left Jul 1, 2020, registered Mar 31, 2020 (-92 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••• S••••• F•••••••• S••••••••• L••left Aug 14, 2019, registered Oct 31, 2019 (78 days) · Wirehouse to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address