RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• R••• A••••••••
- O••••••••• institutional currentsince May 18, 2026 · New York, Ny
- U•• A••••••• institutionalOct 17, 2019 to Jan 30, 2023 · Glastonbury, Ct
- M• H••••••• S••••••••• I••• BD affiliatedOct 3, 2017 to Oct 2, 2019 · Uniondale, Ny
- U•• A••••••• to O•••••••••left Jan 30, 2023, registered May 18, 2026 (1204 days) · Other
- M• H••••••• S••••••••• I••• to U•• A•••••••left Oct 2, 2019, registered Oct 17, 2019 (15 days) · Other
- C••••••••• R••• A•••••••• left U•• A••••••• for Onedigital (registered 2026-05-18)Jan 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address