DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
0 y
since Jul 13, 2026
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jul 13, 2026 · Ames, Ia
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 14, 2023 to Jul 14, 2026 · West Des Moines, Ia
- LPL Financial LLC BD affiliatedAug 13, 2021 to Jun 20, 2023 · Fort Mill, Sc
- Edward Jones national BDJan 3, 2018 to Aug 12, 2021 · Ankeny, Ia
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Edward Jonesleft Jul 14, 2026, registered Jul 13, 2026 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- LPL Financial LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 20, 2023, registered Jun 14, 2023 (-6 days) · Affiliated broker-dealer or bank to wirehouse
- Edward Jones to LPL Financial LLCleft Aug 12, 2021, registered Aug 13, 2021 (1 days) · Affiliated broker-dealer or bank to another
Signals
- Andrew Jon Kral left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Edward Jones (registered 2026-07-13)Jul 14, 2026 · Advisor changed firm · fact
- Andrew Jon Kral left Lpl Financial Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-06-14)Jun 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address