RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• W••• B••••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 14, 2018 · Floyd, Va
- G•••••••• W••••• P••••••• BD affiliatedFeb 2, 2026 to Mar 18, 2026 · Floyd, Va
- I••••• F•••••••• C••••••••• formerJan 4, 2018 to Feb 14, 2018 · Zachary, La
- G•••••••• W••••• P••••••• to no registered destinationleft Mar 18, 2026 · Departure, no registered destination
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
- P•••••• W••• B•••••••• no longer registered at G•••••••• W••••• P•••••••; no later IA registration on IAPDMar 18, 2026 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address