Z•••••• J•••• S•••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 4, 2023 · Saginaw, Mi
• C••••• I••••••••• A••••••• L•• BD affiliated
  Jun 29, 2023 to Oct 10, 2023 · Saginaw, Mi
• C••••• A•••••• N••••••• L•• former
  Jun 9, 2021 to Jun 29, 2023 · Toledo, Oh
• V••• F•••••••• A•••••••• I••• BD affiliated
  Nov 5, 2018 to Jun 9, 2021 · Saginaw, Mi

• C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
  left Oct 10, 2023, registered Oct 4, 2023 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
• C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
  left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
• V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
  left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team

• ••• Locked
  Oct 10, 2023 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address