RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• P•••••••••
- P•••••••• M•••••• L•• independent RIA currentsince Jan 14, 2026 · Bonita Springs, Fl
- P•••••••• M•••••• L•• independent RIAAug 23, 2022 to Dec 31, 2025 · Sacramento, Ca
- A•••• R••••••••• W•••••• L•• state registeredJan 4, 2018 to Apr 7, 2021 · Gold River, Ca
- A•••• R••••••••• W•••••• L•• to P•••••••• M•••••• L••left Apr 7, 2021, registered Aug 23, 2022 (503 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address