RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B••••••
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Aug 30, 2023 · Ann Arbor, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedMay 9, 2022 to Sep 7, 2023 · Columbus, Oh
- H••••••••• F•••••••• A••••••• to F•••• T•••• S••••••••• I•••left Sep 7, 2023, registered Aug 30, 2023 (-8 days) · Affiliated broker-dealer or bank to another
- R••••• B•••••• left H••••••••• F•••••••• A••••••• for F•••• T•••• S••••••••• I••• (registered 2023-08-30)Sep 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address