DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Prosperity - An Eisneramper Company

Independent wealth managerOwings Mills, MarylandCRD 133777SEC 801-96321websiteIAPD
Legal name The Prosperity Consulting Group, LLC
Latest filing Aug 28, 2026
First filing on the tape May 14, 2015 · 51 filings
SEC status approved since May 18, 2015
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$5.0B individuals and HNW
Advisors
63
registered through the firm on IAPD
RAUM per advisor
$80.0M
derived; firm RAUM over IAPD count
Employees
82
60 advisory (5.B.1)
Offices
14
beyond the principal office
Private funds
0
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$5.0B as of Aug 28, 2026
Feb 4, 2016$121M then
HNW client RAUM$4.2B as of Aug 28, 2026
Mar 29, 2018$160M then
State-registered IARs (5.B.3)65 as of Aug 28, 2026
Feb 4, 20167 then
Employees (5.A)82 as of Aug 28, 2026
Feb 4, 201610 then
Private funds: no history
RAUM +73% over the last fiscal year+131% a year over threeIARs 45 to 65offices 9 to 14
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RAUM per advisor
$80.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
38derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.3MderivedHNW RAUM over HNW clients
Average account
$674,251derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.2derived15 offices incl. principal (1.F.5)
RAUM growth, one year
+9.7%derivedbetween the last two annual amendments
Advisor growth, one year
+27%derivedItem 5.B.3 between annual amendments
Client growth, one year
+4.3%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients
1,000reportedItem 5.H
Custody
$2.4B, 2,010 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$4.2B84%
  • Individuals$741M15%
  • Corporations and businesses$34.9M0.7%
  • Charitable organizations$24.8M0.5%
  • Pension and profit-sharing plans$6.9M0.1%
Individual clients
1,374reported
HNW clients
995reported
Pension plan clients
10reported
Charitable clients
14reported
Accounts
7,473reported
Financial planning clients
1,000reported
Wrap fee programs
noreported
Custody of client assets
$2.4B for 2,010 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=49.0derived
Advisors registered through the firm
64 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Donna Carol GestlCertified Financial PlannerOwings Mills, MdMar 2, 200530 y1
Lauren Michelle RebbelCertified Financial PlannerOwings Mills, MdOct 22, 201324 y4
Sean ReitenbachChartered Financial AnalystOwings Mills, MdMar 24, 202111 y0
Melanie Epstein DenkOwings Mills, MdMar 24, 202124 y0
Donald Nathan HoffmanOwings Mills, MdMar 25, 202146 y3
Erin AnsalvishCertified Financial PlannerOwings Mills, MdFeb 8, 202319 y1
Brian Lee ThorkelsonMinneapolis, Mn Aug 30, 202319 y3
Nathan James AhlbergCertified Financial PlannerOwings Mills, Md Aug 30, 202311 y1
Michele L MartinChartered Financial ConsultantMinneapolis, Mn Aug 30, 202317 y3
Joseph Lee EnglandOwings Mills, Md Nov 15, 202331 y3
William Paul St.ClairMount Laurel, Nj Nov 15, 202329 y3
Ryan Dennis TyrellOwings Mills, Md Nov 15, 202322 y2
Hal Joel MichelsOwings Mills, Md Nov 15, 202326 y3
Alan Bruce GubernickOwings Mills, Md Nov 15, 202327 y3
Lawrence SeigelsteinIselin, Nj Feb 20, 202436 y3
Sabrina MangualNew York, Ny Feb 20, 202416 y5
Marc ScudilloCertified Financial PlannerIselin, Nj Feb 20, 202429 y3
Patrick Joseph RogersOwings Mills, Md Feb 20, 202417 y1
Lawrence HamiltonCertified Financial Planner, Personal Financial SpecialistOwings Mills, Md Aug 7, 202427 y2
Jennifer Allyn MckinnonCertified Financial PlannerOwings Mills, Md Aug 7, 202433 y3
Adam Eli Barton BuchananRaleigh, Nc Aug 7, 202413 y2
Cheryl Lynne RhewOwings Mills, Md Aug 7, 202411 y2
Timothy Scott NaylorOwings Mills, Md Aug 7, 202423 y2
Elizabeth BroadwayOwings Mills, Md Aug 7, 202419 y2
Matthew SchanzCertified Financial PlannerRaleigh, Nc Aug 7, 202412 y3
Nancy Lydon CampbellOwings Mills, Md Aug 7, 202424 y2
Timothy Craig GuptonRaleigh, Nc Aug 7, 202434 y2
Heather Lynn DeanOwings Mills, Md Aug 7, 202421 y2
Robert Brooks MaloneRaleigh, Nc Aug 7, 202436 y2
John Mark LivingstonOwings Mills, Md Aug 12, 202425 y2
Arthur Kent PittmanOwings Mills, Md Aug 12, 202443 y2
Peter AdamsCertified Financial PlannerOwings Mills, Md Aug 13, 202432 y2
Steven Daniel KatzensteinOwings Mills, Md Aug 14, 202431 y2
Justin Paul ShureCertified Financial PlannerIselin, NjAug 16, 202422 y4
Cassity Nicole WingenbachMinneapolis, Mn Aug 19, 202423 y1
Robert FradellaOwings Mills, Md Aug 27, 202417 y0
Robert OakesCertified Financial Planner, Personal Financial SpecialistOwings Mills, Md Sep 3, 202417 y2
Jermaine GuthrieCertified Financial PlannerOwings Mills, Md Oct 18, 202423 y3
Alysa Vanessa EnriquezOwings Mills, Md Nov 11, 202411 y3
Jaime FacchinoOwings Mills, Md Jan 1, 202522 y6
All 64 advisors at Prosperity - An Eisneramper Company
Advisor movement
3 left, 7 joined in 12 months
net +4 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 4.8% of current headcount6 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Carol Donna Gestl · Ccocontrol
      since 01/2006 · owns less than 5%
    • Nathan Donald Hoffman · Regional Presidentcontrol
      since 01/2000 · owns less than 5%
    • William Brian Katz · Chief Investment Officercontrol
      since 08/2026 · owns less than 5%
    • Thomas Jeffrey Lenhart · Presidentcontrol
      since 08/2026 · owns less than 5%
    • L Michele Martin · Presidentcontrol
      since 07/2023 · owns less than 5%
    • Nicole Cassity Wingenbach · Chief Operating Officercontrol
      since 01/2024 · owns less than 5%
    Entity owners
    • Eag Wealth Management Strategies, · Member
      direct · owns 75% or more
    • Eag Wealth Management Strategies, LLC · Member
      direct · owns 75% or more
    • Prosperity C Corp · Member
      direct · owns 10% to 25%
    • Eag Gp, LLC · General Partner
      indirect · owns F of Eag Holdings L.P.
    • Eag Holdings L.P. · Shareholder
      indirect · owns 75% or more of Eag Top Intermediate Holdings, Inc.
    • Eag Inc. · Shareholder
      indirect · owns 75% or more of Eisner Advisory Holdco LLC
    • Eag Sub Intermediate Holdings, Inc. · Shareholder
      indirect · owns 75% or more of Eag Inc.
    • Eag Top Intermediate Holdings, Inc. · Shareholder
      indirect · owns 75% or more of Eag Sub Intermediate Holdings, Inc.
    • Eag Wealth Management Strategies, LLC · Member
      indirect · owns 75% or more of Prosperity C Corp
    • Eisner Advisory Group, LLC · Member
      indirect · owns 75% or more of Eag Wealth Management Strategies, LLC
    • Eisner Advisory Holdco LLC · Shareholder
      indirect · owns 75% or more of Eisner Advisory Group, LLC
    • Ti V Eag Investment Aggregator, L.P. · Shareholder
      indirect · owns 75% or more of Eag Holdings L.P.
    • Towerbrook Investors V (Onshore), L.P. · Shareholder
      indirect · owns 50% to 75% of Ti V Eag Investment Aggregator, L.P.
    Related persons
    Schedule D 7.A
    • Eisner Advisory Group LLC
      LP sponsory
    • Eisneramper, Llp
      insurancen
    Advisers that list Prosperity - An Eisneramper Company as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Owings Mills, Md · principal63111
    Raleigh, Nc1810
    Iselin, Nj820
    Minneapolis, Mn720
    Philadelphia, Pa511
    Boston, Ma410
    Pasadena, Ca310
    New York, Ny300
    Offices
    Schedule D 1.F, the 25 largest
    • Raleigh, NC21 employees
    • Iselin, NJ12 employees
    • Philadelphia, PA5 employees
    • Minneapolis, MN5 employees
    • New York, NY2 employees
    • West Palm Beach, FL1 employees
    • Mount Laurel, NJ1 employees
    • Fort Myers, FL1 employees
    ADV anomalies
    5 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Aug 28, 2026
      KATZ, BRIAN, WILLIAM (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-10-29 and 2026-08-28
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Aug 28, 2026
      LENHART, JEFFREY, THOMAS (PRESIDENT) appeared on Schedule A between the filings of 2024-10-29 and 2026-08-28
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Aug 28, 2026
      HOFFMAN, DONALD, NATHAN (REGIONAL PRESIDENT) left Schedule A between the filings of 2024-10-29 and 2026-08-28
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Aug 28, 2026
      Martin, Michele, L (PRESIDENT) left Schedule A between the filings of 2024-10-29 and 2026-08-28
      peers: independent wealth managers, $5B to $20B (289)
    • new owner headcount expandsCombination · filing Feb 4, 2026
      EAG WEALTH MANAGEMENT STRATEGIES, joined Schedule A on the filing of 2026-08-28; advisors 45.0 to 57.0 between the annual amendments of 2025-03-05 and 2026-02-04
      peers: independent wealth managers, $5B to $20B (289)
    What changed
    consecutive filings, newest first
    • Accounts · 5,557 to 7,473
      Jul 17, 2026 to Aug 28, 2026
    • Advisory employees · 56 to 60
      Jul 17, 2026 to Aug 28, 2026
    • BD registered reps · 48 to 49
      Jul 17, 2026 to Aug 28, 2026
    • Charity clients · 19 to 14
      Jul 17, 2026 to Aug 28, 2026
    • Corporate clients · 21 to 19
      Jul 17, 2026 to Aug 28, 2026
    • HNW clients · 762 to 995
      Jul 17, 2026 to Aug 28, 2026
    • Individual clients · 1,088 to 1,374
      Jul 17, 2026 to Aug 28, 2026
    • Pension plan clients · 6 to 10
      Jul 17, 2026 to Aug 28, 2026
    • Assets in custody · $1.6B to $2.4B
      Jul 17, 2026 to Aug 28, 2026
    • Employees · 66 to 82
      Jul 17, 2026 to Aug 28, 2026
    • State-registered IARs · 57 to 65
      Jul 17, 2026 to Aug 28, 2026
    • Other offices · 13 to 14
      Jul 17, 2026 to Aug 28, 2026
    • Discretionary RAUM · $3.2B to $5.0B
      Jul 17, 2026 to Aug 28, 2026
    • HNW RAUM · $2.6B to $4.2B
      Jul 17, 2026 to Aug 28, 2026
    • Individual RAUM · $535M to $741M
      Jul 17, 2026 to Aug 28, 2026
    • Non-discretionary RAUM · $11.7M to $8.8M
      Jul 17, 2026 to Aug 28, 2026
    • Pension RAUM · $4.1M to $6.9M
      Jul 17, 2026 to Aug 28, 2026
    • RAUM · $3.2B to $5.0B
      Jul 17, 2026 to Aug 28, 2026
    • Other offices · 12 to 13
      Oct 15, 2025 to Feb 4, 2026
    • Accounts · 5,322 to 5,557
      May 7, 2025 to Oct 15, 2025
    • Advisory employees · 46 to 56
      May 7, 2025 to Oct 15, 2025
    • Advisory activities · 4 to 5
      May 7, 2025 to Oct 15, 2025
    • BD registered reps · 42 to 48
      May 7, 2025 to Oct 15, 2025
    • Charity clients · 14 to 19
      May 7, 2025 to Oct 15, 2025
    • Corporate clients · 16 to 21
      May 7, 2025 to Oct 15, 2025
    • Individual clients · 1,011 to 1,088
      May 7, 2025 to Oct 15, 2025
    • Pension plan clients · 8 to 6
      May 7, 2025 to Oct 15, 2025
    • Assets in custody · $1.4B to $1.6B
      May 7, 2025 to Oct 15, 2025
    • Employees · 51 to 66
      May 7, 2025 to Oct 15, 2025
    • State-registered IARs · 45 to 57
      May 7, 2025 to Oct 15, 2025
    • Other offices · 9 to 12
      May 7, 2025 to Oct 15, 2025
    • Discretionary RAUM · $2.9B to $3.2B
      May 7, 2025 to Oct 15, 2025
    • HNW RAUM · $2.4B to $2.6B
      May 7, 2025 to Oct 15, 2025
    • Individual RAUM · $472M to $535M
      May 7, 2025 to Oct 15, 2025
    • Non-discretionary RAUM · $10.2M to $11.7M
      May 7, 2025 to Oct 15, 2025
    • Pension RAUM · $5.5M to $4.1M
      May 7, 2025 to Oct 15, 2025
    • RAUM · $2.9B to $3.2B
      May 7, 2025 to Oct 15, 2025
    • Financial planning clients · More than 500 to More than 500
      Mar 5, 2025 to May 7, 2025
    • Other offices · 8 to 9
      Jan 24, 2025 to Mar 5, 2025
    • Accounts · 2,271 to 5,322
      Sep 18, 2024 to Oct 29, 2024
    Signals
    27 dated events
    • Andrew Kuhl registered as an investment adviser representative at Prosperity - An Eisneramper Company
      Sep 16, 2026 · Advisor registered · fact
    • Prosperity - An Eisneramper Company reported RAUM $5.0B, up 58% from $3.2B (2026-07-17 to 2026-08-28)
      Aug 28, 2026 · RAUM change · derived
    • Michael Kipp Riley left Prosperity - An Eisneramper Company for Legacy Financial Advisors (registered 2026-06-18)
      Jun 12, 2026 · Advisor changed firm · fact
    • Joshua Maurizio Comune left Prosperity - An Eisneramper Company for Td Private Client Wealth Llc (registered 2026-06-03)
      Jun 3, 2026 · Advisor changed firm · fact
    • Joseph Valenza left Prosperity - An Eisneramper Company for Global Retirement Partners Llc (registered 2026-03-02)
      Oct 24, 2025 · Advisor changed firm · fact
    • Prosperity - An Eisneramper Company reported 57 state-registered advisory representatives, up from 45 (2025-05-07 to 2025-10-15)
      Oct 15, 2025 · Advisor headcount change · derived
    • 5 advisors left MML Investors Services, LLC (Boston, MA) for Prosperity - AN Eisneramper Company on the same day
      Sep 25, 2025 · Team lift-out · derived
    • Tom Dimicelli left Prosperity - An Eisneramper Company for J.P. Morgan Securities Llc (registered 2025-09-11)
      Sep 3, 2025 · Advisor changed firm · fact
    • Nancy Burns Brzozowski left Prosperity - An Eisneramper Company for Stratos Wealth Partners, Ltd (registered 2025-07-10)
      Jun 11, 2025 · Advisor changed firm · fact
    • Prosperity - An Eisneramper Company reported 45 state-registered advisory representatives, up from 25 (2024-09-18 to 2024-10-29)
      Oct 29, 2024 · Advisor headcount change · derived
    • Prosperity - An Eisneramper Company reported RAUM $2.9B, up 173% from $1.1B (2024-09-18 to 2024-10-29)
      Oct 29, 2024 · RAUM change · derived
    • 12 advisors left Avantax Advisory Services (Raleigh, NC) for Prosperity - AN Eisneramper Company on the same day
      Aug 19, 2024 · Team lift-out · derived
    • 3 advisors left Avantax Advisory Services (Dallas, TX) for Prosperity - AN Eisneramper Company on the same day
      Aug 19, 2024 · Team lift-out · derived
    • Cassity Wingenbach (Chief Operating Officer) appeared on Schedule A of Prosperity - An Eisneramper Company
      Aug 6, 2024 · Control person joined · fact
    • David Gottlieb left Prosperity - An Eisneramper Company for Savvy (registered 2024-03-11)
      Mar 4, 2024 · Advisor changed firm · fact
    • Prosperity - An Eisneramper Company reported 25 state-registered advisory representatives, up from 8 (2023-11-15 to 2024-02-23)
      Feb 23, 2024 · Advisor headcount change · derived
    • Prosperity - An Eisneramper Company reported RAUM $1.1B, up 163% from $406.8M (2023-11-15 to 2024-02-23)
      Feb 23, 2024 · RAUM change · derived
    • Eisneramper Wealth Management & Corporate Benefits, LLC's advisors moved to Prosperity - AN Eisneramper Company (Iselin, NJ): 4 of 7 registered, on the same day
      Feb 22, 2024 · Firm absorbed (people side) · derived
    • 2 advisors left Eisneramper Wealth Management & Corporate Benefits, LLC (Mount Laurel, NJ) for Prosperity - AN Eisneramper Company on the same day
      Nov 15, 2023 · Team lift-out · derived
    • 4 advisors left Eisneramper Wealth Management & Corporate Benefits, LLC (Philadelphia, PA) for Prosperity - AN Eisneramper Company on the same day
      Nov 15, 2023 · Team lift-out · derived
    • 3 advisors left Advisornet Wealth Partners (Minnetonka, MN) for Prosperity - AN Eisneramper Company on the same day
      Aug 24, 2023 · Team lift-out · derived
    • The Prosperity Consulting Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Aug 4, 2023 · Succession (Item 4) · fact
    • William Clement Martin left Prosperity - An Eisneramper Company for Sagepoint Financial, Inc. (registered 2023-08-02)
      Jun 8, 2023 · Advisor changed firm · fact
    • Nathan Donald Hoffman (President) appeared on Schedule A of Prosperity - An Eisneramper Company
      Apr 14, 2023 · Control person joined · fact
    • L Michele Martin (*President) appeared on Schedule A of Prosperity - An Eisneramper Company
      Apr 14, 2023 · Control person joined · fact
    • Nathan Donald Hoffman (President) no longer on Schedule A of Prosperity - An Eisneramper Company (listed 2022-02-10, absent 2022-11-10)
      Nov 10, 2022 · Control person left · inference
    • The Prosperity Consulting Group, Llc filed its initial SEC registration (Form ADV)
      May 14, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/prosperityea/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
    Website
    prosperityea.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    410-363-7211reportedpublic record, Form ADV, Aug 28, 2026
    Contact form
    prosperityea.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    prosperityea.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $80.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026