DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• R•••••••

P•••••••• A•••••••national BDRiverside, Ca dual registrantIAPD 6891294

Feed of 09/14/2026

Also filed as J••••••• Amos R•••••••

At current firm

0 y

since Nov 10, 2025

In the industry

19 y

since Aug 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••••• A••••••• national BD current
since Nov 10, 2025 · Riverside, Ca
C•••••• S••••• • C••• I••• national BD
Jul 7, 2020 to Jul 2, 2024 · O'Fallon, Mo
S•••••• I••••••••• L•• independent RIA
Nov 25, 2019 to Jan 23, 2020 · St. Louis, Mo
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 23, 2018 to Oct 12, 2019 · St Louis, Mo
T• A••••••••• I••• former
Oct 23, 2018 to Oct 12, 2019 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to P•••••••• A•••••••
left Jul 2, 2024, registered Nov 10, 2025 (496 days) · Affiliated broker-dealer or bank to another
S•••••• I••••••••• L•• to C•••••• S••••• • C••• I•••
left Jan 23, 2020, registered Jul 7, 2020 (166 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Oct 12, 2019, registered Oct 23, 2018 (-354 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 12, 2019, registered Oct 23, 2018 (-354 days) · channel change inside one enterprise, not a move

Signals

J••••••• R••••••• left C•••••• S••••• • C••• I••• for P•••••••• A••••••• (registered 2025-11-10)
Jul 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address