RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- R••• W•••••• L•• state registered currentsince Jul 8, 2025 · Longview, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDApr 6, 2023 to Jul 2, 2025 · Tyler, Tx
- E••••• J•••• national BDMar 19, 2018 to Apr 11, 2023 · Maryland Heights, Mo
- A••••••••• F•••••••• S•••••••• L•• to R••• W•••••• L••left Jul 2, 2025, registered Jul 8, 2025 (6 days) · Affiliated broker-dealer or bank to a state-registered adviser
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Apr 11, 2023, registered Apr 6, 2023 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••• A••••• left A••••••••• F•••••••• S•••••••• L•• for R••• W•••••• L•• (registered 2025-07-08)Jul 2, 2025 · Advisor changed firm · fact
- A••••• A••••• left E••••• J•••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-04-06)Apr 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address