RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• A••• H•••
- V••••• I••••••••• A•••••••• L•• asset manager currentsince Apr 8, 2025 · Hartford, Ct
- B••• • G••••• L•• mixed wealthFeb 28, 2024 to Apr 2, 2025 · Cincinnati, Oh
- V••••• I••••••••• A•••••••• L•• asset managerMar 5, 2020 to Sep 20, 2023 · Hartford, Ct
- B••• • G••••• L•• to V••••• I••••••••• A•••••••• L••left Apr 2, 2025, registered Apr 8, 2025 (6 days) · Other
- V••••• I••••••••• A•••••••• L•• to B••• • G••••• L••left Sep 20, 2023, registered Feb 28, 2024 (161 days) · Other
- C•••• A••• H••• left B••• • G••••• L•• for V••••• I••••••••• A•••••••• L•• (registered 2025-04-08)Apr 2, 2025 · Advisor changed firm · fact
- C•••• A••• H••• left V••••• I••••••••• A•••••••• L•• for B••• • G••••• L•• (registered 2024-02-28)Sep 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address