RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• A• S••••
- B••••••• R••• I••••••••• A••••••• independent RIA currentsince Aug 12, 2026 · Roslindale, Ma
- M••••• G••••• A••••••• I••• independent RIAJul 28, 2025 to Aug 17, 2026 · Waltham, Ma
- O•••••• W••••• P••••••• L•• formerAug 5, 2020 to Mar 31, 2026 · Waltham, Ma
- M••••• G••••• A••••••• I••• to B••••••• R••• I••••••••• A•••••••left Aug 17, 2026, registered Aug 12, 2026 (-5 days) · RIA to RIA
- O•••••• W••••• P••••••• L•• to M••••• G••••• A••••••• I•••left Mar 31, 2026, registered Jul 28, 2025 (-246 days) · RIA to RIA · moved with a team
- J••••••• A• S•••• left M••••• G••••• A••••••• I••• for B••••••• R••• I••••••••• A••••••• (registered 2026-08-12)Aug 17, 2026 · Advisor changed firm · fact
- J••••••• A• S•••• left O•••••• W••••• P••••••• L•• for M••••• G••••• A••••••• I••• (registered 2025-07-28)Mar 31, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address