DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• R••• R•••••

H•••••• C•••••• M••••••••• L••independent RIABoston, MaIA-onlyIAPD 6900416

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Nov 12, 2024

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••• C•••••• M••••••••• L•• independent RIA current
since Nov 12, 2024 · Boston, Ma
A••••• C•••••• A••••••• L•• mixed wealth
Nov 10, 2022 to Aug 13, 2024 · Boston, Ma
T••• F•••• C•••••• P•••••••• L•• independent RIA
Feb 22, 2019 to May 2, 2022 · Boston, Ma
S•• W••••• independent RIA
Jan 17, 2018 to Dec 18, 2018 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

A••••• C•••••• A••••••• L•• to H•••••• C•••••• M••••••••• L••
left Aug 13, 2024, registered Nov 12, 2024 (91 days) · RIA to RIA
T••• F•••• C•••••• P•••••••• L•• to A••••• C•••••• A••••••• L••
left May 2, 2022, registered Nov 10, 2022 (192 days) · RIA to RIA
S•• W••••• to T••• F•••• C•••••• P•••••••• L••
left Dec 18, 2018, registered Feb 22, 2019 (66 days) · RIA to RIA

Signals

C•••••• R••• R••••• left A••••• C•••••• A••••••• L•• for H•••••• C•••••• M••••••••• L•• (registered 2024-11-12)
Aug 13, 2024 · Advisor changed firm · fact
C•••••• R••• R••••• left T••• F•••• C•••••• P•••••••• L•• for A••••• C•••••• A••••••• L•• (registered 2022-11-10)
May 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address