RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• B•••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jun 16, 2025 · Greensboro, Nc
- N••••••••• M••••• I••••••••• S••••••••• no RAUMFeb 28, 2020 to Feb 8, 2021 · Greensboro, Nc
- P•••• S••••••••• L•• no RAUMJul 2, 2018 to Feb 7, 2020 · Charlotte, Nc
- N••••••••• M••••• I••••••••• S••••••••• to S•••• F••• I••••••••• M••••••••• C••••left Feb 8, 2021, registered Jun 16, 2025 (1589 days) · Other
- P•••• S••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Feb 7, 2020, registered Feb 28, 2020 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address