RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• A• H•••
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Oct 6, 2022 · Palm Beach Gardens, Fl
- R•••••• J•••• • A••••••••• I••• national BDFeb 17, 2020 to Oct 25, 2022 · Palm Beach Gardens, Fl
- R••••• W• B•••• • C•• I••••••••• mixed wealthJul 8, 2019 to Feb 28, 2020 · West Palm Beach, Fl
- R•••••• J•••• • A••••••••• I••• to J••••• M••••••••• S•••• L••left Oct 25, 2022, registered Oct 6, 2022 (-19 days) · Affiliated broker-dealer or bank to another · moved with a team
- R••••• W• B•••• • C•• I••••••••• to R•••••• J•••• • A••••••••• I•••left Feb 28, 2020, registered Feb 17, 2020 (-11 days) · RIA to affiliated broker-dealer or bank
- M•••• A• H••• left R•••••• J•••• • A••••••••• I••• for J••••• M••••••••• S•••• L•• (registered 2022-10-06)Oct 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address